RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• R•••• P•••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Mar 31, 2025 · Hudson, Oh
- W•••• F•••• A••••••• wirehouseAug 31, 2021 to Apr 1, 2025 · Akron, Oh
- M••••• S•••••• wirehouseFeb 5, 2020 to Aug 24, 2021 · Pepper Pike, Oh
- W•••• F•••• A••••••• wirehouseMar 13, 2015 to Jan 7, 2020 · Akron, Oh
- W•••• F•••• A••••••• wirehouseNov 9, 2000 to Nov 28, 2014 · Akron, Oh
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Apr 1, 2025, registered Mar 31, 2025 (-1 days) · Wirehouse to wirehouse
- M••••• S•••••• to W•••• F•••• A•••••••left Aug 24, 2021, registered Aug 31, 2021 (7 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M••••• S••••••left Jan 7, 2020, registered Feb 5, 2020 (29 days) · Wirehouse to wirehouse
- L•••• R•••• P••••• left W•••• F•••• A••••••• for U•• F•••••••• S••••••• I••• (registered 2025-03-31)Apr 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address