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Registered advisor
P••• J•• M••••••
Feed of 09/14/2026
Also filed as P••• J M••••••
At current firm
4 y
since May 16, 2022
In the industry
33 y
since May 6, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince May 16, 2022 · Houston, Tx
- P•• W••••• M••••••••• BD affiliatedAug 18, 2021 to May 17, 2022 · Houston, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerJan 24, 2011 to Aug 17, 2021 · Houston, Tx
- B••• I••••••••• S•••••••• I••• formerJul 26, 2010 to Dec 3, 2010 · Atlanta, Ga
- O•••• F•• I••• formerDec 15, 2009 to May 3, 2010 · Woodstock, Ga
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 17, 2022, registered May 16, 2022 (-1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- P•• M•••••• A•••••• S••••••••• I••• to P•• W••••• M•••••••••left Aug 17, 2021, registered Aug 18, 2021 (1 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to P•• M•••••• A•••••• S••••••••• I•••left Dec 3, 2010, registered Jan 24, 2011 (52 days) · Other
- O•••• F•• I••• to B••• I••••••••• S•••••••• I•••left May 3, 2010, registered Jul 26, 2010 (84 days) · Other
Signals
- P••• J•• M•••••• left P•• W••••• M••••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-05-16)May 17, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address