DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
S•••• T••••
Feed of 09/15/2026
Also filed as Sheri Lynn Buczek
At current firm
7 y
since May 30, 2019
In the industry
32 y
since Oct 28, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H••••••••• F•••••••• A••••••• BD affiliated currentsince May 30, 2019 · Saginaw, Mi
- O•••• I••••••••• I••• BD affiliatedNov 29, 2016 to May 21, 2019 · Rochester, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedFeb 25, 2015 to Nov 7, 2016 · Fort Myers, Fl
- T•• A•••••••• I••• BD affiliatedJul 2, 2014 to Jan 14, 2015 · Indianapolis, In
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Sep 11, 2013 · Flint, Mi
- C•••• I••••••••• S••••••• C•••• formerAug 13, 2012 to Oct 1, 2012 · Flint, Mi
Moves
a registration end followed by a registration begin elsewhere
- O•••• I••••••••• I••• to H••••••••• F•••••••• A•••••••left May 21, 2019, registered May 30, 2019 (9 days) · Affiliated broker-dealer or bank to another
- F•••• T•••• S••••••••• I••• to O•••• I••••••••• I•••left Nov 7, 2016, registered Nov 29, 2016 (22 days) · Other
- T•• A•••••••• I••• to F•••• T•••• S••••••••• I•••left Jan 14, 2015, registered Feb 25, 2015 (42 days) · Other
- J••• M••••• S••••••••• L•• to T•• A•••••••• I•••left Sep 11, 2013, registered Jul 2, 2014 (294 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address