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RIA Intelligence
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Registered advisor
K••• A•••• J••••••
Feed of 09/14/2026
At current firm
14 y
since Feb 22, 2012
In the industry
33 y
since Aug 13, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Feb 22, 2012 · Portland, Or
- A••••••• F•••••••• A•••••••• L•• BD affiliatedOct 8, 2010 to Feb 16, 2012 · Vancouver, Wa
- I•••••••• A•••••••• L•• BD affiliatedDec 8, 2008 to Aug 10, 2010 · Vancouver, Wa
- V•••• F•••••••• A•••••••• I••• BD affiliatedNov 18, 2004 to Dec 11, 2008 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- A••••••• F•••••••• A•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Feb 16, 2012, registered Feb 22, 2012 (6 days) · Other
- I•••••••• A•••••••• L•• to A••••••• F•••••••• A•••••••• L••left Aug 10, 2010, registered Oct 8, 2010 (59 days) · Other
- V•••• F•••••••• A•••••••• I••• to I•••••••• A•••••••• L••left Dec 11, 2008, registered Dec 8, 2008 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address