RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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B•••••• S•••• B•••••••
- C••• S••••• P••••••• BD affiliated currentsince Sep 22, 2022 · Glen Allen, Va
- D••••• H•••••• F•••••• • B••••• I••• formerSep 8, 2021 to Sep 22, 2022 · Glen Allen, Va
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 22, 2017 to Oct 5, 2021 · Henrico, Va
- S••• R••••••••• S••••••••• L•• no RAUMFeb 15, 2017 to Sep 19, 2017 · Richmond, Va
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 22, 2013 to Aug 2, 2016 · Henrico, Va
- A••••••• A••••••• S••••••• formerMay 7, 2010 to Dec 5, 2012 · Richmond, Va
- D••••• H•••••• F•••••• • B••••• I••• to C••• S••••• P•••••••left Sep 22, 2022, registered Sep 22, 2022 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to D••••• H•••••• F•••••• • B••••• I•••left Oct 5, 2021, registered Sep 8, 2021 (-27 days) · Affiliated broker-dealer or bank to independent RIA
- S••• R••••••••• S••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 19, 2017, registered Nov 22, 2017 (64 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••• R••••••••• S••••••••• L••left Aug 2, 2016, registered Feb 15, 2017 (197 days) · Other
- A••••••• A••••••• S••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 5, 2012, registered May 22, 2013 (168 days) · Other
- B•••••• S•••• B••••••• left D••••• H•••••• F•••••• • B••••• I••• for C••• S••••• P••••••• (registered 2022-09-22)Sep 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address