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Registered advisor
B•••• C••••••••• K•••••••
Feed of 09/14/2026
Also filed as B•••• C K•••••••
At current firm
12 y
since Feb 10, 2014
In the industry
32 y
since Nov 18, 1993 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• • C•• I••• BD affiliated currentsince Feb 10, 2014 · Boca Raton, Fl
- J••• M••••• S••••••••• L•• wirehouseJan 15, 2013 to Feb 12, 2014 · Delray Beach, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 18, 2013 · North Palm Beach, Fl
- M••••• S•••••• • C•• L•• unclassifiedDec 7, 2007 to Jun 1, 2009 · North Palm Beach, Fl
- S•••••• N••••••• • C••••••• I••••••••• national BDJul 31, 2007 to Dec 4, 2007 · Palm Beach Gardens, Fl
- R••• B••• • C•• unclassifiedJun 11, 2004 to Jul 31, 2007 · Palm Beach Gardens, Fl
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jun 24, 2004 · Greensboro, Nc
- P••••••••• E••••• G••••• L•• unclassifiedJan 8, 2002 to Jul 1, 2003 · Greensboro, Nc
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to O••••••••• • C•• I•••left Feb 12, 2014, registered Feb 10, 2014 (-2 days) · Other
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jan 18, 2013, registered Jan 15, 2013 (-3 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- S•••••• N••••••• • C••••••• I••••••••• to M••••• S•••••• • C•• L••left Dec 4, 2007, registered Dec 7, 2007 (3 days) · Other
- R••• B••• • C•• to S•••••• N••••••• • C••••••• I•••••••••left Jul 31, 2007, registered Jul 31, 2007 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to R••• B••• • C••left Jun 24, 2004, registered Jun 11, 2004 (-13 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address