DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••• A••• W••••••

O•••••••independent RIABeachwood, Ohdual registrantIAPD 2381065

Feed of 09/14/2026

At current firm

4 y

since Feb 9, 2022

In the industry

26 y

since Jan 3, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Investment Executive | MGO Investment Advisorreportedonesevenadvisor.comfirm site, Sep 15, 2026
Designations: AIF, CRPSreportedonesevenadvisor.comas printed on the bio page, Sep 16, 2026
Professional profile: onesevenadvisor.com/staff/brad-winglerreportedonesevenadvisor.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

O••••••• independent RIA current
since Feb 9, 2022 · Beachwood, Oh
M•• I••••••••• A••••••• I••• former
Jan 24, 2022 to Jun 9, 2022 · Beachwood, Oh
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Apr 4, 2013 to Jan 5, 2021 · Columbus, Oh
L•••••• F•••••••• D••••••••• I••• unclassified
Mar 3, 2006 to Oct 16, 2006 · Mckinney, Tx
N••••••••• I••••••••• S••••••• C••••••••• unclassified
Apr 18, 2005 to Feb 15, 2006 · Columbus, Oh
N•••••• I••••••••• I••• unclassified
Jan 3, 2000 to Jul 23, 2004 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

M•• I••••••••• A••••••• I••• to O•••••••
left Jun 9, 2022, registered Feb 9, 2022 (-120 days) · RIA to RIA · moved with a team
N••••••••• I••••••••• A•••••••• L•• to M•• I••••••••• A••••••• I•••
left Jan 5, 2021, registered Jan 24, 2022 (384 days) · Affiliated broker-dealer or bank to independent RIA
L•••••• F•••••••• D••••••••• I••• to N••••••••• I••••••••• A•••••••• L••
left Oct 16, 2006, registered Apr 4, 2013 (2362 days) · Other
N••••••••• I••••••••• S••••••• C••••••••• to L•••••• F•••••••• D••••••••• I•••
left Feb 15, 2006, registered Mar 3, 2006 (16 days) · Other
N•••••• I••••••••• I••• to N••••••••• I••••••••• S••••••• C•••••••••
left Jul 23, 2004, registered Apr 18, 2005 (269 days) · Other

Signals

B••• A••• W•••••• left M•• I••••••••• A••••••• I••• for Oneseven (registered 2022-02-09)
Jun 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address