DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M•• I••••••••• A••••••• I•••

Former SEC-registered adviserBeachwood, OhioCRD 109884SEC 801-17104IAPD
Latest filing Mar 25, 2022
First filing on the tape Mar 29, 2012 · 16 filings
RAUM
$1.0B
reported, Item 5.F
Discretionary
51%
of RAUM
Private clients
28%
$283M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.0B as of Mar 25, 2022
Mar 29, 2012$419M then
HNW client RAUM$206M as of Mar 25, 2022
Mar 26, 2018$74.9M then
State-registered IARs (5.B.3)4 as of Mar 25, 2022
Mar 26, 20131 then
Employees (5.A)8 as of Mar 25, 2022
Mar 26, 20134 then
Private funds: no history
RAUM +11% over the last fiscal year+13% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Mar 25, 2022; every figure names its basis
RAUM per advisor
$253MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
154derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$207,752derivedRAUM over accounts (5.F.2.f)
Discretionary
51%derivedof RAUM
Institutional
72%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
+33%derivedItem 5.B.3 between annual amendments
Client growth, one year
+8.3%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$725M72%
  • High-net-worth individuals$206M20%
  • Individuals$77.8M7.7%
  • Charitable organizations$3.7M0.4%
  • Corporations and businesses$923,8100.1%
Individual clients
526reported
HNW clients
88reported
Pension plan clients
208reported
Charitable clients
1reported
Accounts
4,877reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • G••••• R•••••• S•••• · Presidentcontrol
      since 06/2017 · owns less than 5%
    • O•••••••• P•••• J••••• · Vice President And Chief Compliance Officercontrol
      since 03/2013 · owns less than 5%
    • G••••• R•••••• S•••• · Presidentcontrol
      since 06/2017 · owns 75% or more of M••••• G•••• O••••••• I•••
    Entity owners
    • M••••• G•••• O••••••• I••• · Parent Corporation
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    • Akron, OH1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 4,634 to 4,877
      Jan 21, 2022 to Mar 25, 2022
    • BD registered reps · 10 to 8
      Jan 21, 2022 to Mar 25, 2022
    • HNW clients · 127 to 88
      Jan 21, 2022 to Mar 25, 2022
    • Individual clients · 440 to 526
      Jan 21, 2022 to Mar 25, 2022
    • Pension plan clients · 201 to 208
      Jan 21, 2022 to Mar 25, 2022
    • Employees · 10 to 8
      Jan 21, 2022 to Mar 25, 2022
    • Insurance-licensed employees · 0 to 1
      Jan 21, 2022 to Mar 25, 2022
    • State-registered IARs · 3 to 4
      Jan 21, 2022 to Mar 25, 2022
    • Discretionary RAUM · $455M to $519M
      Jan 21, 2022 to Mar 25, 2022
    • HNW RAUM · $180M to $206M
      Jan 21, 2022 to Mar 25, 2022
    • Individual RAUM · $56.5M to $77.8M
      Jan 21, 2022 to Mar 25, 2022
    • Non-discretionary RAUM · $456M to $494M
      Jan 21, 2022 to Mar 25, 2022
    • Pension RAUM · $669M to $725M
      Jan 21, 2022 to Mar 25, 2022
    • RAUM · $911M to $1.0B
      Jan 21, 2022 to Mar 25, 2022
    • Accounts · 4,458 to 4,634
      Jun 30, 2020 to Mar 30, 2021
    • Advisory employees · 5 to 7
      Jun 30, 2020 to Mar 30, 2021
    • BD registered reps · 9 to 10
      Jun 30, 2020 to Mar 30, 2021
    • Corporate clients · 4 to 8
      Jun 30, 2020 to Mar 30, 2021
    • HNW clients · 70 to 127
      Jun 30, 2020 to Mar 30, 2021
    • Individual clients · 356 to 440
      Jun 30, 2020 to Mar 30, 2021
    • Pension plan clients · 190 to 201
      Jun 30, 2020 to Mar 30, 2021
    • Employees · 9 to 10
      Jun 30, 2020 to Mar 30, 2021
    • Discretionary RAUM · $429M to $455M
      Jun 30, 2020 to Mar 30, 2021
    • HNW RAUM · $158M to $180M
      Jun 30, 2020 to Mar 30, 2021
    • Individual RAUM · $57.6M to $56.5M
      Jun 30, 2020 to Mar 30, 2021
    • Non-discretionary RAUM · $413M to $456M
      Jun 30, 2020 to Mar 30, 2021
    • Pension RAUM · $619M to $669M
      Jun 30, 2020 to Mar 30, 2021
    • RAUM · $842M to $911M
      Jun 30, 2020 to Mar 30, 2021
    • Accounts · 4,090 to 4,458
      Mar 29, 2019 to Mar 27, 2020
    • Advisory employees · 7 to 5
      Mar 29, 2019 to Mar 27, 2020
    • Advisory activities · 1 to 2
      Mar 29, 2019 to Mar 27, 2020
    • BD registered reps · 7 to 9
      Mar 29, 2019 to Mar 27, 2020
    • Corporate clients · 11 to 4
      Mar 29, 2019 to Mar 27, 2020
    • HNW clients · 32 to 70
      Mar 29, 2019 to Mar 27, 2020
    • Individual clients · 654 to 356
      Mar 29, 2019 to Mar 27, 2020
    • Pension plan clients · 185 to 190
      Mar 29, 2019 to Mar 27, 2020
    • Employees · 7 to 9
      Mar 29, 2019 to Mar 27, 2020
    • State-registered IARs · 2 to 3
      Mar 29, 2019 to Mar 27, 2020
    • Discretionary RAUM · $357M to $429M
      Mar 29, 2019 to Mar 27, 2020
    • HNW RAUM · $73.3M to $158M
      Mar 29, 2019 to Mar 27, 2020
    Signals
    4 dated events
    • P••• J••••• O••••••• left M•• I••••••••• A••••••• I••• for O••••••• (registered 2022-05-13)
      Jun 9, 2022 · Advisor changed firm · fact
    • B••• A••• W•••••• left M•• I••••••••• A••••••• I••• for O••••••• (registered 2022-02-09)
      Jun 9, 2022 · Advisor changed firm · fact
    • S•••• M•••••• L••• left M•• I••••••••• A••••••• I••• for O••••••• (registered 2022-05-13)
      Jun 9, 2022 · Advisor changed firm · fact
    • M•• I••••••••• A••••••• I•••'s advisors moved to O••••••• (Beachwood, OH): 3 of 3 registered, on the same day
      Jun 9, 2022 · Firm absorbed (people side) · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026