RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• J•• M•••••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 27, 2018 · Wellesley Hills, Ma
- M••••• S•••••• wirehouseMar 24, 2017 to May 30, 2018 · Providence, Ri
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 12, 2014 to Feb 28, 2017 · Wellesley Hills, Ma
- C•••••• S••••••••• M••••••••• I••• independent RIAJul 27, 2010 to Mar 14, 2014 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 16, 2009 to Jul 12, 2010 · Riverside, Ri
- W•••• F•••• A••••••• wirehouseApr 27, 2009 to Jul 15, 2009 · Wellesley, Ma
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 30, 2018, registered Jun 27, 2018 (28 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Feb 28, 2017, registered Mar 24, 2017 (24 days) · Wirehouse to wirehouse
- C•••••• S••••••••• M••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 14, 2014, registered May 12, 2014 (59 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••••••• M••••••••• I•••left Jul 12, 2010, registered Jul 27, 2010 (15 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 15, 2009, registered Dec 16, 2009 (154 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address