RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• C•••••• K•••••
- C••••••• P••••••• independent RIA currentsince Jan 17, 2023 · Weatherford, Tx
- P•••••• W••••• A••••••• G•••• formerApr 17, 2015 to Jan 23, 2018 · San Rafael, Ca
- P•••••• E••••• M••••••••• I••• formerApr 17, 2015 to Jul 25, 2016 · San Rafael, Ca
- B•••••• • J••••••••• L•• formerFeb 4, 2014 to Jun 24, 2014 · Mill Valley, Ca
- F••••• I••••••••• independent RIAJul 24, 2007 to Jan 24, 2014 · Vancouver, Wa
- H•• F•••••••• A••••••• L•• unclassifiedOct 27, 2005 to Jun 21, 2007 · Menlo Park, Ca
- W•••• F•••• I••••••••• L•• unclassifiedNov 11, 2003 to Oct 5, 2005 · Palo Alto, Ca
- U•• F•••••••• S••••••• I••• wirehouseNov 26, 2002 to Oct 15, 2003 · Menlo Park, Ca
- P•••••• W••••• A••••••• G•••• to C••••••• P•••••••left Jan 23, 2018, registered Jan 17, 2023 (1820 days) · Other
- P•••••• E••••• M••••••••• I••• to P•••••• W••••• A••••••• G••••left Jul 25, 2016, registered Apr 17, 2015 (-465 days) · Other · moved with a team
- B•••••• • J••••••••• L•• to P•••••• E••••• M••••••••• I•••left Jun 24, 2014, registered Apr 17, 2015 (297 days) · Other
- F••••• I••••••••• to B•••••• • J••••••••• L••left Jan 24, 2014, registered Feb 4, 2014 (11 days) · Other
- H•• F•••••••• A••••••• L•• to F••••• I•••••••••left Jun 21, 2007, registered Jul 24, 2007 (33 days) · Other
- W•••• F•••• I••••••••• L•• to H•• F•••••••• A••••••• L••left Oct 5, 2005, registered Oct 27, 2005 (22 days) · Other
- U•• F•••••••• S••••••• I••• to W•••• F•••• I••••••••• L••left Oct 15, 2003, registered Nov 11, 2003 (27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address