DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••••• P•••••• W•••••••

V••••••• A•••••••• I•••BD affiliatedScottsdale, Azdual registrantIAPD 2385920

Certified Financial Planner

Feed of 09/14/2026

Also filed as P••••• P••••••

At current firm

0 y

since Jul 29, 2026

In the industry

32 y

since Oct 8, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Jul 29, 2026 · Scottsdale, Az
J••• M••••• S••••••••• L•• wirehouse
May 26, 2023 to Jul 3, 2026 · Columbus, Oh
V••••••• A•••••••• I••• BD affiliated
Aug 12, 2020 to Nov 17, 2021 · Scottsdale, Az
E••••• J•••• national BD
Nov 26, 2019 to Jun 30, 2020 · Tempe, Az
C•••••• S••••• • C••• I••• national BD
Jan 2, 2018 to Oct 28, 2019 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to V••••••• A•••••••• I•••
left Jul 3, 2026, registered Jul 29, 2026 (26 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
V••••••• A•••••••• I••• to J••• M••••• S••••••••• L••
left Nov 17, 2021, registered May 26, 2023 (555 days) · Affiliated broker-dealer or bank to wirehouse
E••••• J•••• to V••••••• A•••••••• I•••
left Jun 30, 2020, registered Aug 12, 2020 (43 days) · Affiliated broker-dealer or bank to another
C•••••• S••••• • C••• I••• to E••••• J••••
left Oct 28, 2019, registered Nov 26, 2019 (29 days) · Affiliated broker-dealer or bank to another

Signals

P••••• P•••••• W••••••• left J••• M••••• S••••••••• L•• for V••••••• A•••••••• I••• (registered 2026-07-29)
Jul 3, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address