RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••••• M••••••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jun 5, 2026 · Cocoa Beach, Fl
- W•••• F•••• A••••••• wirehouseDec 17, 2003 to Dec 4, 2007 · Peoria, Az
- W•••• F•••• A••••••• wirehouseJun 1, 2001 to Feb 10, 2004 · Richmond, Va
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Dec 4, 2007, registered Jun 5, 2026 (6758 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Feb 10, 2004, registered Dec 17, 2003 (-55 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address