RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• R••• G•••••
- V•••••• C•••••• M••••••••• I••• asset manager currentsince Oct 19, 2021 · San Antonio, Tx
- J••• M••••• S••••••••• L•• wirehouseNov 1, 2016 to Mar 12, 2021 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerJan 19, 2006 to Aug 27, 2015 · San Antonio, Tx
- U••• I••••••••• S••••••• C•••••• no RAUMSep 3, 2002 to Jan 20, 2006 · San Antonio, Tx
- J••• M••••• S••••••••• L•• to V•••••• C•••••• M••••••••• I•••left Mar 12, 2021, registered Oct 19, 2021 (221 days) · Other
- U••• F•••••••• P••••••• S••••••• to J••• M••••• S••••••••• L••left Aug 27, 2015, registered Nov 1, 2016 (432 days) · Other
- U••• I••••••••• S••••••• C•••••• to U••• F•••••••• P••••••• S•••••••left Jan 20, 2006, registered Jan 19, 2006 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address