DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• C•••••• N•••••

M•• I••••••••• M••••••••• C••state registeredTroy, MiIA-onlyIAPD 2398110

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Jun 30, 2025

In the industry

32 y

since Nov 19, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I••••••••• M••••••••• C•• state registered current
since Jun 30, 2025 · Troy, Mi
C••••••••• F•••••••• N•••••• national BD
Mar 14, 2019 to Jun 30, 2025 · Waltham, Ma
W•••• F•••• A••••••• wirehouse
Jul 16, 2012 to Mar 15, 2019 · Troy, Mi
W•••• F•••• A••••••• wirehouse
May 26, 2010 to Jul 13, 2012 · Troy, Mi

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to M•• I••••••••• M••••••••• C••
left Jun 30, 2025, registered Jun 30, 2025 (0 days) · Affiliated broker-dealer or bank to a state-registered adviser
W•••• F•••• A••••••• to C••••••••• F•••••••• N••••••
left Mar 15, 2019, registered Mar 14, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Jul 13, 2012, registered Jul 16, 2012 (3 days) · channel change inside one enterprise, not a move

Signals

M•••••• C•••••• N••••• left C••••••••• F•••••••• N•••••• for M•• I••••••••• M••••••••• C•• (registered 2025-06-30)
Jun 30, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address