DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Anthony Ervin
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
5 y
since Sep 1, 2021
In the industry
32 y
since Aug 25, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Huntington Financial Advisors BD affiliated currentsince Sep 1, 2021 · Columbus, Oh
- Valmark Advisers, Inc. BD affiliatedMar 28, 2019 to Nov 24, 2020 · Akron, Oh
- Nationwide Investment Advisors, LLC BD affiliatedMar 10, 2016 to Mar 12, 2019 · Columbus, Oh
- Nationwide Securities, LLC no RAUMAug 1, 2008 to Mar 21, 2016 · Wexford, Pa
- 1717 Capital Management Company unclassifiedMar 29, 2006 to Aug 1, 2008 · Newark, De
Moves
a registration end followed by a registration begin elsewhere
- Valmark Advisers, Inc. to Huntington Financial Advisorsleft Nov 24, 2020, registered Sep 1, 2021 (281 days) · RIA to affiliated broker-dealer or bank
- Nationwide Investment Advisors, LLC to Valmark Advisers, Inc.left Mar 12, 2019, registered Mar 28, 2019 (16 days) · Affiliated broker-dealer or bank to another
- Nationwide Securities, LLC to Nationwide Investment Advisors, LLCleft Mar 21, 2016, registered Mar 10, 2016 (-11 days) · corporate re-registration, not a move
- 1717 Capital Management Company to Nationwide Securities, LLCleft Aug 1, 2008, registered Aug 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address