RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• S••••• M•••••
- Title
- Founding Partnerreportedpallascapitaladvisors.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- P••••• C•••••• A•••••••• L•• independent RIA currentsince Nov 16, 2020 · Braintree, Ma
- N•••••• A••••••• BD affiliatedJul 19, 2019 to Dec 1, 2020 · Braintree, Ma
- U•• F•••••••• S••••••• I••• wirehouseMar 11, 2011 to Jul 30, 2019 · Rockland, Ma
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 18, 2011 · Boston, Ma
- M••••• S•••••• • C•• L•• unclassifiedJan 25, 2007 to Jun 1, 2009 · Boston, Ma
- N•••••• A••••••• to P••••• C•••••• A•••••••• L••left Dec 1, 2020, registered Nov 16, 2020 (-15 days) · RIA to a newly registered adviser · moved with a team
- U•• F•••••••• S••••••• I••• to N•••••• A•••••••left Jul 30, 2019, registered Jul 19, 2019 (-11 days) · Wirehouse to independent RIA · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Mar 18, 2011, registered Mar 11, 2011 (-7 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address