RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S•••• G••••
- M••••• S•••••• wirehouse currentsince Apr 21, 2023 · Green Bay, Wi
- T••••••••• R••••••••• A•••••••• L•• BD affiliatedMay 24, 2016 to May 25, 2021 · Green Bay, Wi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 29, 2010 to Feb 23, 2011 · Green Bay, Wi
- B••• O•• S••••••••• C••••••••• unclassifiedOct 28, 2002 to Oct 28, 2002 · Brookfield, Wi
- T••••••••• R••••••••• A•••••••• L•• to M••••• S••••••left May 25, 2021, registered Apr 21, 2023 (696 days) · Affiliated broker-dealer or bank to wirehouse
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to T••••••••• R••••••••• A•••••••• L••left Feb 23, 2011, registered May 24, 2016 (1917 days) · Other
- B••• O•• S••••••••• C••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 28, 2002, registered Sep 29, 2010 (2893 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address