DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Sylvan Cooper
Feed of 09/14/2026
At current firm
5 y
since Nov 10, 2020
In the industry
32 y
since Jan 21, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Realta Investment Advisors, Inc BD affiliated currentsince Nov 10, 2020 · Wilmington, De
- Truist Advisory Services, Inc. BD affiliatedSep 1, 2016 to Nov 11, 2020 · Nashville, Tn
- Suntrust Investment Services, Inc. formerNov 10, 2014 to Dec 31, 2016 · Nashville, Tn
- Wells Fargo Advisors wirehouseNov 30, 2007 to Nov 13, 2014 · Brentwood, Tn
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 15, 2003 to Dec 7, 2007 · Encino, Ca
Moves
a registration end followed by a registration begin elsewhere
- Truist Advisory Services, Inc. to Realta Investment Advisors, Incleft Nov 11, 2020, registered Nov 10, 2020 (-1 days) · Affiliated broker-dealer or bank to another
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Dec 31, 2016, registered Sep 1, 2016 (-121 days) · corporate re-registration, not a move
- Wells Fargo Advisors to Suntrust Investment Services, Inc.left Nov 13, 2014, registered Nov 10, 2014 (-3 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Dec 7, 2007, registered Nov 30, 2007 (-7 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address