DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• J••••••• M••••

E••••• J••••national BDTucson, Azdual registrantIAPD 2422778

Feed of 09/14/2026

Also filed as Thomas J Moher

At current firm

1 y

since Jul 15, 2025

In the industry

32 y

since Jan 20, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Jul 15, 2025 · Tucson, Az
A••••••••• F•••••••• S•••••••• L•• national BD
Jun 27, 2024 to Jul 21, 2025 · Tucson, Az
M•••••• BD affiliated
Jan 12, 2024 to Jun 25, 2024 · Tucson, Az
R•••••• J•••• • A••••••••• I••• national BD
Dec 18, 2017 to Jan 8, 2024 · Grand Rapids, Mi
M••••• S•••••• wirehouse
Jul 30, 2010 to Dec 19, 2017 · Grand Rapids, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 4, 2000 to Aug 3, 2010 · Grand Rapids, Mi

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to E••••• J••••
left Jul 21, 2025, registered Jul 15, 2025 (-6 days) · Affiliated broker-dealer or bank to another
M•••••• to A••••••••• F•••••••• S•••••••• L••
left Jun 25, 2024, registered Jun 27, 2024 (2 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• • A••••••••• I••• to M••••••
left Jan 8, 2024, registered Jan 12, 2024 (4 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
left Dec 19, 2017, registered Dec 18, 2017 (-1 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Aug 3, 2010, registered Jul 30, 2010 (-4 days) · Wirehouse to wirehouse

Signals

T••••• J••••••• M•••• left A••••••••• F•••••••• S•••••••• L•• for E••••• J•••• (registered 2025-07-15)
Jul 21, 2025 · Advisor changed firm · fact
T••••• J••••••• M•••• left Mariner for A••••••••• F•••••••• S•••••••• L•• (registered 2024-06-27)
Jun 25, 2024 · Advisor changed firm · fact
T••••• J••••••• M•••• left R•••••• J•••• • A••••••••• I••• for Mariner (registered 2024-01-12)
Jan 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address