DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Kendall Vance
Certified Financial Planner
Feed of 09/14/2026
Also filed as Tommy Vance
At current firm
13 y
since Sep 24, 2012
In the industry
32 y
since Dec 29, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Pure Financial Advisors, LLC independent RIA currentsince Sep 24, 2012 · Irvine, Ca
- Td Ameritrade Investment Management, LLC formerDec 21, 2011 to Oct 2, 2012 · Beverly Hills, Ca
- Td Ameritrade, Inc. formerDec 21, 2011 to Oct 2, 2012 · Beverly Hills, Ca
- Usaa Financial Planning Services formerAug 31, 2011 to Oct 5, 2011 · Los Angeles, Ca
- Visionlink Financial Advisors, Inc. unclassifiedFeb 22, 2007 to Dec 16, 2009 · Irvine, Ca
- Strategic Advisers LLC national BDJul 8, 1997 to Jan 31, 2007 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- Td Ameritrade Investment Management, LLC to Pure Financial Advisors, LLCleft Oct 2, 2012, registered Sep 24, 2012 (-8 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Oct 2, 2012, registered Dec 21, 2011 (-286 days) · channel change inside one enterprise, not a move
- Usaa Financial Planning Services to Td Ameritrade, Inc.left Oct 5, 2011, registered Dec 21, 2011 (77 days) · Other
- Visionlink Financial Advisors, Inc. to Usaa Financial Planning Servicesleft Dec 16, 2009, registered Aug 31, 2011 (623 days) · Other
- Strategic Advisers LLC to Visionlink Financial Advisors, Inc.left Jan 31, 2007, registered Feb 22, 2007 (22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address