DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• A••••• A••••••••

W•••• F•••• A•••••••wirehouseAtlanta, Gadual registrantIAPD 2432414

Certified Financial Planner

Feed of 09/14/2026

Also filed as M••• A••••• A••••••••

At current firm

3 y

since Jun 23, 2023

In the industry

32 y

since Feb 2, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jun 23, 2023 · Atlanta, Ga
W•••• F•••• A••••••• wirehouse
Aug 22, 2014 to Jun 22, 2023 · Atlanta, Ga
M••••• S•••••• wirehouse
Apr 15, 2011 to Sep 19, 2014 · Atlanta, Ga
R•• C•••••• M••••••• L•• national BD
Feb 17, 2006 to May 5, 2011 · St. Petersburg, Fl
W•••• F•••• A••••••• wirehouse
Jun 20, 2002 to Feb 21, 2006 · Atlanta, Ga
W••••••• S••••••••• I••• unclassified
Jan 28, 2002 to Jun 20, 2002 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Jun 22, 2023, registered Jun 23, 2023 (1 days) · channel change inside one enterprise, not a move · moved with a team
M••••• S•••••• to W•••• F•••• A•••••••
left Sep 19, 2014, registered Aug 22, 2014 (-28 days) · Wirehouse to wirehouse
R•• C•••••• M••••••• L•• to M••••• S••••••
left May 5, 2011, registered Apr 15, 2011 (-20 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to R•• C•••••• M••••••• L••
left Feb 21, 2006, registered Feb 17, 2006 (-4 days) · Wirehouse to affiliated broker-dealer or bank
W••••••• S••••••••• I••• to W•••• F•••• A•••••••
left Jun 20, 2002, registered Jun 20, 2002 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address