DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
W•••••• G••••• B•••••
Feed of 09/14/2026
Also filed as W•••••• G B•••••
At current firm
0 y
since Mar 27, 2026
In the industry
32 y
since Feb 4, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Mar 27, 2026 · Scottsdale, Az
- E••••• J•••• national BDFeb 1, 2024 to May 29, 2025 · Inverness, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerDec 22, 2021 to Jan 24, 2024 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 14, 2018 to Mar 25, 2019 · Tacoma, Wa
- T• A••••••••• I••• formerDec 14, 2018 to Mar 25, 2019 · Tacoma, Wa
- W•••• F•••• A••••••• wirehouseJul 29, 2016 to Aug 24, 2016 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to V••••••• A•••••••• I•••left May 29, 2025, registered Mar 27, 2026 (302 days) · Affiliated broker-dealer or bank to another · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to E••••• J••••left Jan 24, 2024, registered Feb 1, 2024 (8 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Mar 25, 2019, registered Dec 14, 2018 (-101 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 25, 2019, registered Dec 14, 2018 (-101 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 24, 2016, registered Dec 14, 2018 (842 days) · Wirehouse to independent RIA
Signals
- W•••••• G••••• B••••• left E••••• J•••• for V••••••• A•••••••• I••• (registered 2026-03-27)May 29, 2025 · Advisor changed firm · fact
- W•••••• G••••• B••••• left F••••••• P••••••• A•• W•••••••• A••••••• for E••••• J•••• (registered 2024-02-01)Jan 24, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address