DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mary Beth Christine Ruth
Certified Financial Planner
Feed of 09/14/2026
Also filed as Marybeth C Ruth
At current firm
1 y
since Dec 17, 2024
In the industry
32 y
since Jun 15, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Dec 17, 2024 · Atlanta, Ga
- Rockefeller Capital Management BD affiliatedNov 12, 2020 to May 29, 2024 · Atlanta, Ga
- Morgan Stanley wirehouseJul 12, 2012 to Jan 23, 2020 · Atlanta, Ga
- Citigroup Global Markets Inc. BD affiliatedMay 5, 2011 to Mar 14, 2012 · L.I.C., Ny
- Morgan Stanley wirehouseJun 1, 2009 to Oct 1, 2009 · Purchase, Ny
- Citigroup Global Markets Inc. BD affiliatedJan 8, 2003 to Jun 1, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Rockefeller Capital Management to Wells Fargo Advisorsleft May 29, 2024, registered Dec 17, 2024 (202 days) · Affiliated broker-dealer or bank to wirehouse
- Morgan Stanley to Rockefeller Capital Managementleft Jan 23, 2020, registered Nov 12, 2020 (294 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Citigroup Global Markets Inc. to Morgan Stanleyleft Mar 14, 2012, registered Jul 12, 2012 (120 days) · Other
- Morgan Stanley to Citigroup Global Markets Inc.left Oct 1, 2009, registered May 5, 2011 (581 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- Mary Beth Christine Ruth left Rockefeller Capital Management for Wells Fargo Advisors (registered 2024-12-17)May 29, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address