RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• D••••• L•••••••
- W•••••• J••••• C•••••• M••••••••• I••• independent RIA currentsince Dec 6, 2024 · Fort Myers, Fl
- L••••••• F•••••••• G••••• L•• unclassifiedDec 17, 2020 to Dec 16, 2024 · Fort Myers, Fl
- M• C•••••• M••••••••• L•• independent RIAJun 4, 2015 to Jan 4, 2021 · Naperville, Il
- F••• A••••••• formerAug 11, 2011 to Jun 5, 2015 · Naperville, Il
- L•• F•••••••• L•• BD affiliatedSep 24, 2009 to Aug 24, 2011 · Lisle, Il
- A•••••• C•••••• M••••••••• I•• independent RIAFeb 8, 2007 to Sep 15, 2009 · Lisle, Il
- L••••••• F•••••••• G••••• L•• to W•••••• J••••• C•••••• M••••••••• I•••left Dec 16, 2024, registered Dec 6, 2024 (-10 days) · Other
- M• C•••••• M••••••••• L•• to L••••••• F•••••••• G••••• L••left Jan 4, 2021, registered Dec 17, 2020 (-18 days) · Other
- F••• A••••••• to M• C•••••• M••••••••• L••left Jun 5, 2015, registered Jun 4, 2015 (-1 days) · Other
- L•• F•••••••• L•• to F••• A•••••••left Aug 24, 2011, registered Aug 11, 2011 (-13 days) · Other
- A•••••• C•••••• M••••••••• I•• to L•• F•••••••• L••left Sep 15, 2009, registered Sep 24, 2009 (9 days) · Other
- M••• D••••• L••••••• left L••••••• F•••••••• G••••• L•• for W•••••• J••••• C•••••• M••••••••• I••• (registered 2024-12-06)Dec 16, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address