DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Great Gable Partners, LP
Latest filing Aug 7, 2013
First filing on the tape Mar 16, 2012 · 8 filings
RAUM
$48.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$30.8M gross assets
History
8 filings and snapshots on the tape
RAUM$48.0M as of Jun 6, 2013
Mar 16, 2012$49.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3): 2
Employees (5.A): 4
Private funds1 as of Jun 6, 2013
Mar 16, 20121 then
RAUM -2.5% over the last fiscal year
Practice profile
derived from the filing of Aug 7, 2013; every figure names its basis
- RAUM per advisor
- $24.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $16.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $30.8M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $30.8M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Jacques Alain Soenens to Great Gable Wealth Management, LLCJan 15, 2021 · Other
- Simon Gareth Baker to Steelbridge Private Wealth Advisors LLCMar 21, 2014 · Other
Joined, latest
- Jacques Alain Soenens from Osmium Partners, LLCFeb 3, 2005 · Other
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Great Gable Fund II, LP | Hedge Fund | $56.0M | 43 | Mar 16, 2012 |
| Great Gable Energy Fund, LP | Hedge Fund | $12.2M | 41 | Jan 15, 2021 |
| Celvum Capital Fund, LP | Hedge Fund | $3.9M | 16 | Jan 15, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A Jacques Soenens · Managing Partnercontrolsince 10/2004 · owns 75% or more
- S Kim Pegula · Membercontrolsince 07/2010 · owns 50% to 75% of East Asset Management, LLC
- M Terrence Pegula · Membercontrolsince 07/2010 · owns 50% to 75% of East Asset Management, LLC
- Anthony Joseph Vafi · Chief Compliance Officersince 01/2013 · owns less than 5%
Entity owners
- East Asset Management, LLC · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Great Gable Investments, LLCpooled vehicle sponsory
- Great Gable Ventures, LLCpooled vehicle sponsorn
Advisers that list Great Gable Partners, LP as a related person
- 297501 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $49.2M to $48.0MMar 8, 2013 to Mar 21, 2013
- RAUM · $49.2M to $48.0MMar 8, 2013 to Mar 21, 2013
- Advisory employees · unset to 1.0Sep 7, 2012 to Mar 8, 2013
- Employees · unset to 4.0Sep 7, 2012 to Mar 8, 2013
- State-registered IARs · unset to 2.0Sep 7, 2012 to Mar 8, 2013
- Related adviser · true to falseSep 7, 2012 to Mar 8, 2013
- Organization form · Other (specify) to Limited PartnershipMar 16, 2012 to Jun 5, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/great-gable-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- GREATGABLE.COMreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026