DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

A••• W•••

W•••• F•••• A•••••••wirehouseSt. Louis, Mo dual registrantIAPD 2441585

Feed of 09/14/2026

Also filed as A••• P Maffeo

At current firm

1 y

since Oct 2, 2024

In the industry

20 y

since Aug 4, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Oct 2, 2024 · St. Louis, Mo
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 21, 2020 to Jul 30, 2024 · Boston, Ma
C•••••• S••••• • C••• I••• national BD
Jun 13, 2019 to Jan 13, 2020 · Boston, Ma
S•••••••• S••••••••• BD affiliated
Jun 6, 2017 to May 24, 2019 · Westwood, Ma
T• P•••••• C••••• W••••• L•• BD affiliated
Jul 14, 2015 to Jun 1, 2017 · Boston, Ma
W•••• F•••• A••••••• wirehouse
Jul 8, 2013 to Jun 23, 2015 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Jul 30, 2024, registered Oct 2, 2024 (64 days) · Affiliated broker-dealer or bank to wirehouse
C•••••• S••••• • C••• I••• to A••••••••• F•••••••• S•••••••• L••
left Jan 13, 2020, registered Feb 21, 2020 (39 days) · Affiliated broker-dealer or bank to another
S•••••••• S••••••••• to C•••••• S••••• • C••• I•••
left May 24, 2019, registered Jun 13, 2019 (20 days) · Affiliated broker-dealer or bank to another
T• P•••••• C••••• W••••• L•• to S•••••••• S•••••••••
left Jun 1, 2017, registered Jun 6, 2017 (5 days) · Other
W•••• F•••• A••••••• to T• P•••••• C••••• W••••• L••
left Jun 23, 2015, registered Jul 14, 2015 (21 days) · Other

Signals

A••• W••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2024-10-02)
Jul 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address