DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• Y••••

J••• M••••• S••••••••• L••wirehouseMiami, Fl dual registrantIAPD 2441778

Feed of 09/15/2026

Also filed as E••• Y••••

At current firm

3 y

since Apr 11, 2023

In the industry

32 y

since May 3, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Apr 11, 2023 · Miami, Fl
J••• M••••• P•••••• W••••• A••••••• L•• former
Jan 31, 2023 to May 9, 2023 · Boca Raton, Fl
M••••• S•••••• wirehouse
May 24, 2019 to Jan 11, 2023 · New York, Ny
U•• F•••••••• S••••••• I••• wirehouse
Oct 11, 2008 to Jun 4, 2019 · New York, Ny
M••••• S•••••• • C•• L•• unclassified
Sep 12, 2002 to Oct 15, 2008 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
left May 9, 2023, registered Apr 11, 2023 (-28 days) · channel change inside one enterprise, not a move · moved with a team
M••••• S•••••• to J••• M••••• P•••••• W••••• A••••••• L••
left Jan 11, 2023, registered Jan 31, 2023 (20 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
U•• F•••••••• S••••••• I••• to M••••• S••••••
left Jun 4, 2019, registered May 24, 2019 (-11 days) · Wirehouse to wirehouse · moved with a team
M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••
left Oct 15, 2008, registered Oct 11, 2008 (-4 days) · Other

Signals

E••• Y•••• left M••••• S•••••• for J••• M••••• P•••••• W••••• A••••••• L•• (registered 2023-01-31)
Jan 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address