RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B•••• L•••
- W•••• F•••• A••••••• wirehouse currentsince Feb 5, 2026 · Bethesda, Md
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 21, 2016 to Feb 6, 2026 · Westfield, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDApr 15, 2016 to Aug 3, 2016 · Middleton, Ma
- W•••• F•••• A••••••• wirehouseJul 11, 2008 to May 31, 2011 · Short Hills, Nj
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jul 15, 2008 · Short Hills, Nj
- M••••• S•••••• D• I••• unclassifiedApr 8, 2004 to Apr 2, 2007 · Westfield, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 8, 2002 to Apr 19, 2004 · Florhum Park, Nj
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••left Feb 6, 2026, registered Feb 5, 2026 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 3, 2016, registered Sep 21, 2016 (49 days) · Other
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left May 31, 2011, registered Apr 15, 2016 (1781 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••left Jul 15, 2008, registered Jul 11, 2008 (-4 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to M••••• S•••••• D• I•••left Apr 19, 2004, registered Apr 8, 2004 (-11 days) · Other
- M•••••• B•••• L••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for W•••• F•••• A••••••• (registered 2026-02-05)Feb 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address