DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gainline Financial Partners, LLC
Latest filing Aug 26, 2026
First filing on the tape Apr 28, 2023 · 15 filings
SEC status approved since Jun 1, 2023
RAUM
$349M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
99%
$344M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$49.8M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$349M as of Aug 26, 2026
Mar 7, 2024$221M then
HNW client RAUM$294M as of Aug 26, 2026
Mar 7, 2024$181M then
State-registered IARs (5.B.3)3 as of Aug 26, 2026
Mar 7, 20245 then
Employees (5.A)6 as of Aug 26, 2026
Mar 7, 20247 then
Private funds: no history
RAUM +28% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $49.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 143derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $506,324derivedHNW RAUM over HNW clients
- Average account
- $348,295derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $346MreportedItem 5.I
- Custody
- $80.1M, 131 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$294M84%
- Individuals$50.2M14%
- Pension and profit-sharing plans$2.4M0.7%
- Corporations and businesses$1.9M0.5%
- Individual clients
- 417reported
- HNW clients
- 581reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,001reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $80.1M for 131 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Charles Claude Henry BarkmeierCertified Financial Planner | Louisville, Co | Jun 5, 2023 | 11 y | 1 |
| Paul B Rohr | Louisville, Co | Jun 5, 2023 | 12 y | 2 |
| Sonya Gillis | Louisville, Co | Jun 5, 2023 | 28 y | 6 |
| Casey Lee Wesson | Louisville, Co | Sep 6, 2024 | 10 y | 2 |
| Summer VaughanCertified Financial Planner, Chartered Financial Consultant | Louisville, Co | Dec 6, 2024 | 10 y | 3 |
| Nadia Crainich | Louisville, Co | Aug 3, 2025 | 10 y | 2 |
| Emily M BandoniCertified Financial Planner | Louisville, Co | Jul 23, 2026 | 10 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Emily M Bandoni from Strategic Advisers LLCJul 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- Nadia Crainich from Strategic Advisers LLCAug 3, 2025 · Affiliated broker-dealer or bank to independent RIA
- Summer Vaughan from Fidelity Personal And Workplace AdvisorsDec 6, 2024 · Affiliated broker-dealer or bank to independent RIA
- Casey Lee Wesson from Fidelity Personal And Workplace AdvisorsSep 6, 2024 · Affiliated broker-dealer or bank to independent RIA
- Sonya Gillis from Wells Fargo AdvisorsJun 5, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Paul B Rohr from Wells Fargo AdvisorsJun 5, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Charles Claude Henry Barkmeier from Wells Fargo AdvisorsJun 5, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Wells Fargo AdvisorsJun 12, 2023 · Boulder, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Charles Barkmeier · Founder/Managing Directorcontrolsince 04/2023 · owns 50% to 75%
- Lea Michelle Eldridge · Chief Compliance Officercontrolsince 09/2023 · owns less than 5%
- B Paul Rohr · Founder/Managing Directorcontrolsince 04/2023 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Louisville, Co · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Related adviser · false to trueJun 17, 2026 to Aug 26, 2026
- Accounts · 875 to 1,001Nov 18, 2025 to Mar 30, 2026
- Corporate clients · 5.0 to unsetNov 18, 2025 to Mar 30, 2026
- HNW clients · 522 to 581Nov 18, 2025 to Mar 30, 2026
- Individual clients · 348 to 417Nov 18, 2025 to Mar 30, 2026
- Assets in custody · unset to 80103597.0Nov 18, 2025 to Mar 30, 2026
- Custody of client assets · false to trueNov 18, 2025 to Mar 30, 2026
- Employees · 5 to 6Nov 18, 2025 to Mar 30, 2026
- Financial planning clients · 101-250 to 251-500Nov 18, 2025 to Mar 30, 2026
- Discretionary RAUM · $256M to $329MNov 18, 2025 to Mar 30, 2026
- HNW RAUM · $228M to $294MNov 18, 2025 to Mar 30, 2026
- Individual RAUM · $41.8M to $50.2MNov 18, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $17.4M to $20.1MNov 18, 2025 to Mar 30, 2026
- Pension RAUM · $1.8M to $2.4MNov 18, 2025 to Mar 30, 2026
- RAUM · $273M to $349MNov 18, 2025 to Mar 30, 2026
- Accounts · 662 to 875Nov 6, 2024 to Mar 28, 2025
- Advisory employees · 4 to 3Nov 6, 2024 to Mar 28, 2025
- BD registered reps · 2 to 1Nov 6, 2024 to Mar 28, 2025
- Corporate clients · 8 to 5Nov 6, 2024 to Mar 28, 2025
- HNW clients · 362 to 522Nov 6, 2024 to Mar 28, 2025
- Individual clients · 291 to 348Nov 6, 2024 to Mar 28, 2025
- Employees · 6 to 5Nov 6, 2024 to Mar 28, 2025
- Financial planning clients · 101-250 to 101-250Nov 6, 2024 to Mar 28, 2025
- State-registered IARs · 4 to 3Nov 6, 2024 to Mar 28, 2025
- Discretionary RAUM · $204M to $256MNov 6, 2024 to Mar 28, 2025
- HNW RAUM · $181M to $228MNov 6, 2024 to Mar 28, 2025
- Individual RAUM · $36.3M to $41.8MNov 6, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $16.8M to $17.4MNov 6, 2024 to Mar 28, 2025
- Pension RAUM · $1.5M to $1.8MNov 6, 2024 to Mar 28, 2025
- RAUM · $221M to $273MNov 6, 2024 to Mar 28, 2025
- Wrap assets (sponsor) · $14.0M to $0Nov 6, 2024 to Mar 28, 2025
- Advisory employees · 5 to 4Jul 17, 2024 to Oct 9, 2024
- Employees · 7 to 6Jul 17, 2024 to Oct 9, 2024
- State-registered IARs · 5 to 4Jul 17, 2024 to Oct 9, 2024
- Wrap assets (sponsor) · $219M to $14.0MJul 17, 2024 to Oct 9, 2024
- Individual RAUM · $27.1M to $36.3MSep 22, 2023 to Mar 7, 2024
- Non-discretionary RAUM · $14.6M to $16.8MSep 22, 2023 to Mar 7, 2024
- Pension RAUM · $1.4M to $1.5MSep 22, 2023 to Mar 7, 2024
- RAUM · $207M to $221MSep 22, 2023 to Mar 7, 2024
- Wrap assets (sponsor) · $207M to $219MSep 22, 2023 to Mar 7, 2024
Signals
4 dated events
- Leigh Stacy Sizemore (Chief Compliance Officer) no longer on Schedule A of Gainline Financial Partners, Llc (listed 2023-08-03, absent 2023-09-22)Sep 22, 2023 · Control person left · inference
- Lea Michelle Eldridge (Chief Compliance Officer) appeared on Schedule A of Gainline Financial Partners, LlcSep 22, 2023 · Control person joined · fact
- 3 advisors left Wells Fargo Advisors (Boulder, CO) for Gainline Financial Partners, LLC on the same dayJun 12, 2023 · Team lift-out · derived
- Gainline Financial Partners, Llc filed its initial SEC registration (Form ADV)Apr 28, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- team@gainlinefp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 720-548-4391reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 720-548-4392reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/GAINLINEFINANCIALPARTNERSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- GAINLINEFP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 720-548-4391reportedpublic record, Form ADV, Aug 26, 2026
- Contact form
- gainlinefp.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- gainlinefp.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026