DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Todd Allen Rustman

Summit Financial, LLCBD affiliatedNewport Beach, Cadual registrantIAPD 2453708

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

At current firm

1 y

since Jul 8, 2025

In the industry

26 y

since Sep 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Summit Financial, LLC BD affiliated current
since Jul 8, 2025 · Newport Beach, Ca
Alpha Cubed Investments, LLC former
Jul 8, 2016 to Aug 25, 2016 · Reno, Nv
Whjr Associates former
Jun 6, 2011 to Mar 27, 2013 · Newport Beach, Ca
Clarity Capital Partners former
Sep 3, 2010 to Sep 30, 2025 · Newport Beach, Ca
Osaic Wealth, Inc. BD affiliated
Aug 24, 2010 to Nov 13, 2013 · Campbell, Ca
Next Financial Group, Inc. former
Aug 8, 2008 to Sep 15, 2010 · Houston, Tx
Associated Securities Corp. unclassified
Feb 4, 2004 to Apr 8, 2005 · Santa Barbara, Ca
Associated Planners Investment Advisory Inc unclassified
Sep 25, 2002 to Apr 8, 2005 · Santa Barbara, Ca

Moves

a registration end followed by a registration begin elsewhere

Clarity Capital Partners to Whjr Associates
left Sep 30, 2025, registered Jun 6, 2011 (-5230 days) · Other
Alpha Cubed Investments, LLC to Summit Financial, LLC
left Aug 25, 2016, registered Jul 8, 2025 (3239 days) · Other
Osaic Wealth, Inc. to Clarity Capital Partners
left Nov 13, 2013, registered Sep 3, 2010 (-1167 days) · Other
Whjr Associates to Alpha Cubed Investments, LLC
left Mar 27, 2013, registered Jul 8, 2016 (1199 days) · Other
Next Financial Group, Inc. to Osaic Wealth, Inc.
left Sep 15, 2010, registered Aug 24, 2010 (-22 days) · Other
Associated Securities Corp. to Next Financial Group, Inc.
left Apr 8, 2005, registered Aug 8, 2008 (1218 days) · Other
Associated Planners Investment Advisory Inc to Associated Securities Corp.
left Apr 8, 2005, registered Feb 4, 2004 (-429 days) · Other

Signals

Todd Allen Rustman left Clarity Capital Partners for Whjr Associates (registered 2011-06-06)
Sep 30, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address