DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••• R••••• S•••••••

T•••••••• A••••••• G••••• I•••BD affiliatedGreensburg, Pa dual registrantIAPD 2455608

Feed of 09/15/2026

Also filed as Rob S•••••••

At current firm

3 y

since Mar 10, 2023

In the industry

32 y

since Apr 13, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•••••••• A••••••• G••••• I••• BD affiliated current
since Mar 10, 2023 · Greensburg, Pa
R••••• I••••••••• A•••••••• I•• BD affiliated
Sep 1, 2016 to Jan 18, 2023 · Blacklick, Oh
W•••• F•••• A••••••• wirehouse
Oct 2, 2009 to Aug 26, 2016 · New Albany, Oh
W•••• F•••• A••••••• wirehouse
Jul 1, 2003 to Oct 5, 2009 · Columbus, Oh
P••••••••• E••••• G••••• L•• unclassified
Oct 6, 1999 to Jul 1, 2003 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

R••••• I••••••••• A•••••••• I•• to T•••••••• A••••••• G••••• I•••
left Jan 18, 2023, registered Mar 10, 2023 (51 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to R••••• I••••••••• A•••••••• I••
left Aug 26, 2016, registered Sep 1, 2016 (6 days) · Other
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Oct 5, 2009, registered Oct 2, 2009 (-3 days) · channel change inside one enterprise, not a move
P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Signals

P••• R••••• S••••••• left R••••• I••••••••• A•••••••• I•• for T•••••••• A••••••• G••••• I••• (registered 2023-03-10)
Jan 18, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address