DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Frederick Paluso
Certified Financial Planner
Feed of 09/15/2026
At current firm
4 y
since Nov 1, 2021
In the industry
29 y
since Feb 22, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Nov 1, 2021 · Carnegie, Pa
- Fsc Securities Corporation formerJul 8, 2019 to Nov 12, 2021 · Bridgeville, Pa
- Chartwell Investment Partners, LLC otherMay 23, 2017 to Jun 6, 2019 · Pittsburgh, Pa
- Invesco Advisers, Inc. asset managerJan 1, 2010 to Jul 5, 2016 · Atlanta, Ga
- Invesco Aim Private Asset Management, Inc. unclassifiedApr 28, 2008 to Jan 1, 2010 · Houston, Tx
- Federated Investment Counseling institutionalFeb 14, 2005 to Apr 28, 2008 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- Fsc Securities Corporation to LPL Financial LLCleft Nov 12, 2021, registered Nov 1, 2021 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
- Chartwell Investment Partners, LLC to Fsc Securities Corporationleft Jun 6, 2019, registered Jul 8, 2019 (32 days) · Other
- Invesco Advisers, Inc. to Chartwell Investment Partners, LLCleft Jul 5, 2016, registered May 23, 2017 (322 days) · Other
- Invesco Aim Private Asset Management, Inc. to Invesco Advisers, Inc.left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
- Federated Investment Counseling to Invesco Aim Private Asset Management, Inc.left Apr 28, 2008, registered Apr 28, 2008 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address