DFX Intelligence
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Registered advisor
M•••••• G••• F•••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedCartersville, Gadual registrantIAPD 2459020
Feed of 09/14/2026
Also filed as M•••••• G• F•••••
At current firm
3 y
since Feb 20, 2023
In the industry
32 y
since Apr 4, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 20, 2023 · Cartersville, Ga
- P••• A••••• S••••••••• L•• BD affiliatedAug 8, 2016 to Feb 22, 2023 · Cartersville, Ga
- L•• F•••••••• L•• BD affiliatedJan 13, 2014 to Aug 11, 2016 · Cartersville, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Jan 6, 2014 · Cartersville, Ga
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJan 31, 2007 to Jan 2, 2009 · Cartersville, Ga
- W•••• F•••• A••••••• wirehouseJul 1, 2002 to Jan 23, 2007 · Calhoun, Ga
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 22, 2023, registered Feb 20, 2023 (-2 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to P••• A••••• S••••••••• L••left Aug 11, 2016, registered Aug 8, 2016 (-3 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Jan 6, 2014, registered Jan 13, 2014 (7 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S•••••••• I•••left Jan 23, 2007, registered Jan 31, 2007 (8 days) · Other
Signals
- M•••••• G••• F••••• left P••• A••••• S••••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-02-20)Feb 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address