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Registered advisor
R••••• S••• M••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as Regina Suki Otohwo
At current firm
1 y
since Dec 4, 2024
In the industry
32 y
since Mar 23, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Dec 4, 2024 · St. Louis, Mo
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 13, 2022 to May 14, 2024 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseJul 21, 2020 to Nov 24, 2021 · Brooklyn, Ny
- A••••• A•• P••••••• S••••••• BD affiliatedJul 30, 2013 to Nov 4, 2019 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Jan 4, 2010 · New York, Ny
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 6, 2007 to Oct 23, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to E••••• J••••left May 14, 2024, registered Dec 4, 2024 (204 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••left Nov 24, 2021, registered Jan 13, 2022 (50 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- A••••• A•• P••••••• S••••••• to J••• M••••• S••••••••• L••left Nov 4, 2019, registered Jul 21, 2020 (260 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Jan 4, 2010, registered Jul 30, 2013 (1303 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Signals
- R••••• S••• M•••• left C•••••••• G••••• M•••••• I••• for E••••• J•••• (registered 2024-12-04)May 14, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address