DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dana Renee Otoole

Fifth Third Securities, Inc.BD affiliatedFriendswood, Tx dual registrantIAPD 2463769

Feed of 09/15/2026

Also filed as Dana Finnell

At current firm

0 y

since Aug 13, 2026

In the industry

20 y

since Jul 27, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Fifth Third Securities, Inc. BD affiliated current
since Aug 13, 2026 · Humble, Tx
Frost Investment Services BD affiliated
Jan 25, 2024 to Aug 7, 2026 · San Antonio, Tx
Edward Jones national BD
Apr 30, 2021 to Jan 23, 2024 · Kingwood, Tx
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Apr 29, 2021 · Pasadena, Tx
Chase Investment Services Corp. former
Jul 23, 2012 to Oct 1, 2012 · Pasadena, Tx
Edward Jones national BD
Jul 25, 2008 to Jul 12, 2012 · Porter, Tx

Moves

a registration end followed by a registration begin elsewhere

Frost Investment Services to Fifth Third Securities, Inc.
left Aug 7, 2026, registered Aug 13, 2026 (6 days) · Affiliated broker-dealer or bank to another · moved with a team
Edward Jones to Frost Investment Services
left Jan 23, 2024, registered Jan 25, 2024 (2 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to Edward Jones
left Apr 29, 2021, registered Apr 30, 2021 (1 days) · Wirehouse to affiliated broker-dealer or bank
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Edward Jones to Chase Investment Services Corp.
left Jul 12, 2012, registered Jul 23, 2012 (11 days) · Other

Signals

Dana Renee Otoole left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-13)
Aug 7, 2026 · Advisor changed firm · fact
Dana Renee Otoole left Edward Jones for Frost Investment Services (registered 2024-01-25)
Jan 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address