DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Scott Bennett

Empower Advisory Group, LLCBD affiliatedGreenwood Village, Co dual registrantIAPD 2466952

Feed of 09/14/2026

Also filed as Scott Ellis Bennett

At current firm

2 y

since Nov 16, 2023

In the industry

32 y

since Apr 4, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Empower Advisory Group, LLC BD affiliated current
since Nov 16, 2023 · Greenwood Village, Co
Mwa Financial Services, Inc. BD affiliated
Feb 16, 2010 to Oct 30, 2023 · Macon, Ga
Park Avenue Securities LLC BD affiliated
Jun 20, 2006 to Mar 19, 2009 · Macon, Ga
Peachtree Planning Advisors, Inc. unclassified
Jan 12, 2005 to Dec 12, 2008 · Macon, Ga
Equitable Advisors, LLC national BD
Oct 10, 2003 to Aug 11, 2004 · Macon, Ga

Moves

a registration end followed by a registration begin elsewhere

Mwa Financial Services, Inc. to Empower Advisory Group, LLC
left Oct 30, 2023, registered Nov 16, 2023 (17 days) · RIA to affiliated broker-dealer or bank
Park Avenue Securities LLC to Mwa Financial Services, Inc.
left Mar 19, 2009, registered Feb 16, 2010 (334 days) · Other
Peachtree Planning Advisors, Inc. to Park Avenue Securities LLC
left Dec 12, 2008, registered Jun 20, 2006 (-906 days) · Other
Equitable Advisors, LLC to Peachtree Planning Advisors, Inc.
left Aug 11, 2004, registered Jan 12, 2005 (154 days) · Other

Signals

Scott Bennett left Mwa Financial Services, Inc. for Empower Advisory Group, Llc (registered 2023-11-16)
Oct 30, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address