DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••• P••••• Z•••

••••••••independent RIAClayton, Mo dual registrantIAPD 2479612

Feed of 09/15/2026

At current firm

0 y

since Nov 10, 2025

In the industry

32 y

since Jul 1, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since Nov 10, 2025 · Clayton, Mo
C••••••••• F•••••••• N•••••• national BD
Sep 28, 2018 to Nov 10, 2025 · Falmouth, Me
W•••• F•••• A••••••• wirehouse
Apr 20, 2007 to Oct 1, 2018 · Portland, Me
C•••••••• G••••• M•••••• I••• BD affiliated
Dec 6, 2005 to Apr 30, 2007 · Portland, Me

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to ••••••••
left Nov 10, 2025, registered Nov 10, 2025 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
W•••• F•••• A••••••• to C••••••••• F•••••••• N••••••
left Oct 1, 2018, registered Sep 28, 2018 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
left Apr 30, 2007, registered Apr 20, 2007 (-10 days) · Other

Signals

J••• P••••• Z••• left C••••••••• F•••••••• N•••••• for &Partners (registered 2025-11-10)
Nov 10, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address