RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• A• R••••
- P••••••••• S••••••••• C••••••••• independent RIA currentsince Apr 4, 2022 · Gig Harbor , Wa
- S••••••••• A•••••• A•••••••• I••• formerMay 20, 2021 to Apr 8, 2022 · Gig Ha••••, Wa
- A•••• P•••• A••••••• formerNov 6, 2020 to Apr 8, 2022 · Gig Ha••••, Wa
- K•• F•••••••• S•••••••• I•• formerJan 2, 2018 to Nov 6, 2020 · Seattle, Wa
- F••• formerSep 30, 2011 to Jan 2, 2018 · Boca Raton, Fl
- U•• F•••••••• S••••••••• L•• independent RIAJan 16, 2008 to Oct 3, 2011 · Gil Ha••••, Wa
- P•••••• I••••••••• C••••••• L•• formerOct 31, 2007 to Jan 4, 2008 · Portland, Or
- K•• I••••••••• S••••••• L•• BD affiliatedJan 18, 2006 to Jul 25, 2007 · Tacoma, Wa
- K•••••• C•••••• M•••••• I••• unclassifiedMar 1, 2005 to Jan 18, 2006 · Silverdale, Wa
- S••••••••• A•••••• A•••••••• I••• to P••••••••• S••••••••• C•••••••••left Apr 8, 2022, registered Apr 4, 2022 (-4 days) · Affiliated broker-dealer or bank to independent RIA
- A•••• P•••• A••••••• to S••••••••• A•••••• A•••••••• I•••left Apr 8, 2022, registered May 20, 2021 (-323 days) · channel change inside one enterprise, not a move
- K•• F•••••••• S•••••••• I•• to A•••• P•••• A•••••••left Nov 6, 2020, registered Nov 6, 2020 (0 days) · channel change inside one enterprise, not a move · moved with a team
- F••• to K•• F•••••••• S•••••••• I••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · Other · moved with a team
- U•• F•••••••• S••••••••• L•• to F•••left Oct 3, 2011, registered Sep 30, 2011 (-3 days) · Other
- P•••••• I••••••••• C••••••• L•• to U•• F•••••••• S••••••••• L••left Jan 4, 2008, registered Jan 16, 2008 (12 days) · Other
- K•• I••••••••• S••••••• L•• to P•••••• I••••••••• C••••••• L••left Jul 25, 2007, registered Oct 31, 2007 (98 days) · Other
- K•••••• C•••••• M•••••• I••• to K•• I••••••••• S••••••• L••left Jan 18, 2006, registered Jan 18, 2006 (0 days) · Other
- K••• A• R•••• left S••••••••• A•••••• A•••••••• I••• for P••••••••• S••••••••• C••••••••• (registered 2022-04-04)Apr 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address