DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Eric A Keller

LPL Financial LLCBD affiliatedGreenville, Scdual registrantIAPD 2482337

Feed of 09/14/2026

Also filed as Eric A Keller

At current firm

1 y

since Jun 7, 2025

In the industry

32 y

since Jun 1, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jun 7, 2025 · Greenville, Sc
Oppenheimer & Co. Inc. BD affiliated
Aug 16, 2018 to Jun 6, 2025 · Atlanta, Ga
Wells Fargo Advisors wirehouse
Apr 19, 2013 to Aug 9, 2018 · Atlanta, Ga
Suntrust Investment Services, Inc. former
Mar 30, 2009 to Apr 22, 2013 · Brunswick, Ga
Geneos Wealth Management, Inc. BD affiliated
Sep 1, 2005 to Jan 23, 2006 · Mooresville, Nc
Cetera Advisors LLC former
May 14, 2004 to Aug 31, 2005 · Denver, Co
UBS Financial Services Inc. wirehouse
Apr 25, 2002 to May 26, 2004 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

Oppenheimer & Co. Inc. to LPL Financial LLC
left Jun 6, 2025, registered Jun 7, 2025 (1 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to Oppenheimer & Co. Inc.
left Aug 9, 2018, registered Aug 16, 2018 (7 days) · Wirehouse to affiliated broker-dealer or bank
Suntrust Investment Services, Inc. to Wells Fargo Advisors
left Apr 22, 2013, registered Apr 19, 2013 (-3 days) · Other
Geneos Wealth Management, Inc. to Suntrust Investment Services, Inc.
left Jan 23, 2006, registered Mar 30, 2009 (1162 days) · Other
Cetera Advisors LLC to Geneos Wealth Management, Inc.
left Aug 31, 2005, registered Sep 1, 2005 (1 days) · Other
UBS Financial Services Inc. to Cetera Advisors LLC
left May 26, 2004, registered May 14, 2004 (-12 days) · Other

Signals

Eric A Keller left Oppenheimer & Co. Inc. for Lpl Financial Llc (registered 2025-06-07)
Jun 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address