RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• W••••• T•••••••
- L•• F•••••••• L•• BD affiliated currentsince May 1, 2025 · Seattle, Wa
- G•••• P•••• A•••••••• L•• formerFeb 16, 2023 to May 1, 2025 · Seattle, Wa
- W••••••• F•••••••• S•••••••• I••• formerJan 16, 2019 to Feb 21, 2023 · Seattle, Wa
- P•••••••• S••••••••• I••• BD affiliatedAug 25, 2011 to Jan 25, 2019 · Seattle, Wa
- A••••••• I••••••••• S••••••••• G••••• L•• i••••••••• wealthJun 19, 2009 to Aug 16, 2011 · Seattle, Wa
- G•••• P•••• A•••••••• L•• to L•• F•••••••• L••left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
- W••••••• F•••••••• S•••••••• I••• to G•••• P•••• A•••••••• L••left Feb 21, 2023, registered Feb 16, 2023 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- P•••••••• S••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Jan 25, 2019, registered Jan 16, 2019 (-9 days) · Affiliated broker-dealer or bank to another
- A••••••• I••••••••• S••••••••• G••••• L•• to P•••••••• S••••••••• I•••left Aug 16, 2011, registered Aug 25, 2011 (9 days) · Other
- J•••• W••••• T••••••• left W••••••• F•••••••• S•••••••• I••• for G•••• P•••• A•••••••• L•• (registered 2023-02-16)Feb 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address