RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P••••••• C•••••• I•
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Sep 24, 2020 · Columbus, Oh
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 11, 2018 to Oct 2, 2020 · Novi, Mi
- H••••• M••• I••••••••• I••• no RAUMFeb 28, 2017 to Sep 9, 2018 · Brighton, Mi
- M•• F•••••••• S•••••••• I••• formerMar 30, 2015 to Feb 15, 2017 · Southfield, Mi
- V•••• F•••••••• A•••••••• I••• BD affiliatedJan 10, 2012 to Mar 26, 2015 · Novi, Mi
- E•••••••• A•••••••• L•• national BDApr 12, 2011 to Dec 22, 2011 · Troy, Mi
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 5, 2003 to Mar 22, 2011 · Novi, Mi
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 18, 2002 to Aug 28, 2003 · Auburn Hills, Mi
- V•••• F•••••••• A•••••••• I••• to V••• F•••••••• A•••••••• I•••left Oct 2, 2020, registered Sep 24, 2020 (-8 days) · Affiliated broker-dealer or bank to another
- H••••• M••• I••••••••• I••• to V•••• F•••••••• A•••••••• I•••left Sep 9, 2018, registered Sep 11, 2018 (2 days) · Other
- M•• F•••••••• S•••••••• I••• to H••••• M••• I••••••••• I•••left Feb 15, 2017, registered Feb 28, 2017 (13 days) · Other
- V•••• F•••••••• A•••••••• I••• to M•• F•••••••• S•••••••• I•••left Mar 26, 2015, registered Mar 30, 2015 (4 days) · Other
- E•••••••• A•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Dec 22, 2011, registered Jan 10, 2012 (19 days) · Other
- V•••• F•••••••• A•••••••• I••• to E•••••••• A•••••••• L••left Mar 22, 2011, registered Apr 12, 2011 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address