RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• B•••••• K••••
- I••••••• A••••••• S•••••••• L•• mixed wealth currentsince Jul 28, 2021 · Palmetto Bay, Fl
- W•••• F•••• A••••••• wirehouseDec 10, 2015 to Jul 29, 2021 · Coral Gables, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Dec 7, 2015 · Miami, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 5, 2002 to Jun 1, 2009 · Miami, Fl
- P••••••••• E••••• G••••• L•• unclassifiedAug 23, 1999 to Jun 19, 2002 · Coral Gables, Fl
- W•••• F•••• A••••••• to I••••••• A••••••• S•••••••• L••left Jul 29, 2021, registered Jul 28, 2021 (-1 days) · Wirehouse to independent RIA · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Dec 7, 2015, registered Dec 10, 2015 (3 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- P••••••••• E••••• G••••• L•• to C•••••••• G••••• M•••••• I•••left Jun 19, 2002, registered Jun 5, 2002 (-14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address