DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Gordon Huhta
Feed of 09/15/2026
Also filed as Mark Gordon Huhta
At current firm
0 y
since Mar 5, 2026
In the industry
32 y
since Jun 7, 1994 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
4
dated events on this person
Registration history
IAPD current and previous registrations
- Alphastar Capital Management independent RIA currentsince Mar 5, 2026 · Franklin, Tn
- Gradient Advisors, LLC independent RIAJun 23, 2025 to Mar 5, 2026 · Franklin, Tn
- Desert Rose Capital Management, Inc. independent RIAApr 2, 2025 to Jul 23, 2025 · Franklin, Tn
- Brookstone Wealth Advisors, LLC no RAUMJun 13, 2024 to Apr 7, 2025 · Franklin, Tn
- Gradient Advisors, LLC independent RIAMar 27, 2024 to Jun 5, 2024 · Franklin, Tn
- Securian Financial Services, Inc. formerMar 26, 2008 to Apr 25, 2008 · Brentwood, Tn
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 6, 2007 to Mar 18, 2008 · New York, Ny
- J.C. Reed Advisory Group, LLC unclassifiedApr 17, 2007 to May 2, 2007 · Franklin, Tn
- UBS Financial Services Inc. wirehouseDec 7, 2006 to Jan 23, 2007 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- Gradient Advisors, LLC to Alphastar Capital Managementleft Mar 5, 2026, registered Mar 5, 2026 (0 days) · RIA to RIA
- Desert Rose Capital Management, Inc. to Gradient Advisors, LLCleft Jul 23, 2025, registered Jun 23, 2025 (-30 days) · RIA to RIA
- Brookstone Wealth Advisors, LLC to Desert Rose Capital Management, Inc.left Apr 7, 2025, registered Apr 2, 2025 (-5 days) · Other
- Gradient Advisors, LLC to Brookstone Wealth Advisors, LLCleft Jun 5, 2024, registered Jun 13, 2024 (8 days) · Other
- Securian Financial Services, Inc. to Gradient Advisors, LLCleft Apr 25, 2008, registered Mar 27, 2024 (5815 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Securian Financial Services, Inc.left Mar 18, 2008, registered Mar 26, 2008 (8 days) · Other
- J.C. Reed Advisory Group, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 2, 2007, registered Jun 6, 2007 (35 days) · Other
- UBS Financial Services Inc. to J.C. Reed Advisory Group, LLCleft Jan 23, 2007, registered Apr 17, 2007 (84 days) · Other
Signals
- Mark Gordon Huhta left Gradient Advisors, Llc for Alphastar Capital Management (registered 2026-03-05)Mar 5, 2026 · Advisor changed firm · fact
- Mark Gordon Huhta left Desert Rose Capital Management, Inc. for Gradient Advisors, Llc (registered 2025-06-23)Jul 23, 2025 · Advisor changed firm · fact
- Mark Gordon Huhta left Brookstone Wealth Advisors, Llc for Desert Rose Capital Management, Inc. (registered 2025-04-02)Apr 7, 2025 · Advisor changed firm · fact
- Mark Gordon Huhta left Gradient Advisors, Llc for Brookstone Wealth Advisors, Llc (registered 2024-06-13)Jun 5, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address