DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
P••• G•••••• C••••••
Feed of 09/15/2026
At current firm
9 y
since Aug 2, 2017
In the industry
32 y
since Aug 8, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 2, 2017 · Huntersville, Nc
- P•• W••••• M••••••••• BD affiliatedMay 18, 2005 to Apr 28, 2017 · Bethesda, Md
- L•• F•••••••• L•• BD affiliatedNov 19, 2003 to May 20, 2005 · Rockville, Md
- R•••• S••••••••• I••• unclassifiedJan 15, 2003 to Nov 19, 2003 · Washington, Dc
- W•••• F•••• A••••••• wirehouseJun 27, 2002 to Sep 6, 2002 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to M••••• S••••••left Apr 28, 2017, registered Aug 2, 2017 (96 days) · Other · moved with a team
- L•• F•••••••• L•• to P•• W••••• M•••••••••left May 20, 2005, registered May 18, 2005 (-2 days) · Other
- R•••• S••••••••• I••• to L•• F•••••••• L••left Nov 19, 2003, registered Nov 19, 2003 (0 days) · Other
- W•••• F•••• A••••••• to R•••• S••••••••• I•••left Sep 6, 2002, registered Jan 15, 2003 (131 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address