DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• S•••• R••••••••• P•••••••• I•••
Latest filing Mar 3, 2026
First filing on the tape Feb 18, 2022 · 9 filings
SEC status approved since Mar 23, 2022
RAUM
$143M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$143M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$143M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$143M as of Mar 3, 2026
Jan 26, 2023$102M then
HNW client RAUM$94.9M as of Mar 3, 2026
Jan 26, 2023$69.2M then
State-registered IARs (5.B.3)1 as of Mar 3, 2026
Jan 26, 20231 then
Employees (5.A)1 as of Mar 3, 2026
Jan 26, 20231 then
Private funds: no history
RAUM +8.4% over the last fiscal year+12% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $143MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 128derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $315,319derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $81.3MreportedItem 5.I
- Custody
- $41.4M, 66 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$94.9M66%
- Individuals$48.3M34%
- Individual clients
- 84reported
- HNW clients
- 44reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 454reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $81.3M sponsored, $0 managedreported
- Custody of client assets
- $41.4M for 66 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•• P••• H•••••Certified Financial Planner | Bedford, Nh | Apr 25, 2007 | 32 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M••• R••••• G••••• to S•••••••• F••••••••• I•••Jul 24, 2018 · Other
- K•••••• J•••• D••• to P••• F•••••••• M••••••••• I••Jan 8, 2013 · Other
Joined, latest
- K•••••• J•••• D••• from U•• F•••••••• S••••••• I•••Feb 22, 2008 · Wirehouse to independent RIA
- D•• P••• H••••• from M•••••• R••••••••• I•••Apr 25, 2007 · Other
- M••• R••••• G••••• from M•••••• R••••••••• I•••Apr 25, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• D••• P••• · Owner, Chief Executive Officer & Chief Compliance Officercontrolsince 09/2006 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 3, 2026discretionary share of RAUM moved from 0.0% to 98.0% between the annual amendments of 2025-01-27 and 2026-03-03peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 486 to 454Jan 27, 2025 to Mar 3, 2026
- HNW clients · 37 to 44Jan 27, 2025 to Mar 3, 2026
- Individual clients · 89 to 84Jan 27, 2025 to Mar 3, 2026
- Assets in custody · $35.8M to $41.4MJan 27, 2025 to Mar 3, 2026
- Financial planning clients · 0 to 1-10Jan 27, 2025 to Mar 3, 2026
- Discretionary RAUM · $0 to $140MJan 27, 2025 to Mar 3, 2026
- HNW RAUM · $78.0M to $94.9MJan 27, 2025 to Mar 3, 2026
- Individual RAUM · $45.3M to $48.3MJan 27, 2025 to Mar 3, 2026
- Non-discretionary RAUM · $132M to $3.1MJan 27, 2025 to Mar 3, 2026
- Pension RAUM · 8795440.0 to unsetJan 27, 2025 to Mar 3, 2026
- RAUM · $132M to $143MJan 27, 2025 to Mar 3, 2026
- Wrap assets (manager) · $73.2M to $0Jan 27, 2025 to Mar 3, 2026
- Wrap assets (sponsor) · $73.2M to $81.3MJan 27, 2025 to Mar 3, 2026
- Accounts · 501 to 486Aug 19, 2024 to Jan 27, 2025
- HNW clients · 61 to 37Aug 19, 2024 to Jan 27, 2025
- Individual clients · 66 to 89Aug 19, 2024 to Jan 27, 2025
- Assets in custody · $22.9M to $35.8MAug 19, 2024 to Jan 27, 2025
- Financial planning clients · 1-10 to 0Aug 19, 2024 to Jan 27, 2025
- HNW RAUM · $86.0M to $78.0MAug 19, 2024 to Jan 27, 2025
- Individual RAUM · $22.9M to $45.3MAug 19, 2024 to Jan 27, 2025
- Non-discretionary RAUM · $116M to $132MAug 19, 2024 to Jan 27, 2025
- Pension RAUM · $7.5M to $8.8MAug 19, 2024 to Jan 27, 2025
- RAUM · $116M to $132MAug 19, 2024 to Jan 27, 2025
- Wrap assets (manager) · $67.4M to $73.2MAug 19, 2024 to Jan 27, 2025
- Wrap assets (sponsor) · $67.4M to $73.2MAug 19, 2024 to Jan 27, 2025
- Accounts · 485 to 501Jan 26, 2023 to Jan 30, 2024
- HNW clients · 52 to 61Jan 26, 2023 to Jan 30, 2024
- Individual clients · 78 to 66Jan 26, 2023 to Jan 30, 2024
- Pension plan clients · 4.0 to unsetJan 26, 2023 to Jan 30, 2024
- Assets in custody · $32.2M to $22.9MJan 26, 2023 to Jan 30, 2024
- HNW RAUM · $69.2M to $86.0MJan 26, 2023 to Jan 30, 2024
- Individual RAUM · $27.3M to $22.9MJan 26, 2023 to Jan 30, 2024
- Non-discretionary RAUM · $102M to $116MJan 26, 2023 to Jan 30, 2024
- Pension RAUM · $5.7M to $7.5MJan 26, 2023 to Jan 30, 2024
- RAUM · $102M to $116MJan 26, 2023 to Jan 30, 2024
- Wrap assets (manager) · $11.7M to $67.4MJan 26, 2023 to Jan 30, 2024
- Wrap assets (sponsor) · $11.7M to $67.4MJan 26, 2023 to Jan 30, 2024
- Accounts · 577 to 485Apr 11, 2022 to Jan 26, 2023
- HNW clients · 70 to 52Apr 11, 2022 to Jan 26, 2023
- Individual clients · 63 to 78Apr 11, 2022 to Jan 26, 2023
Signals
1 dated events
- G•••••• S•••• R••••••••• P•••••••• I••• filed its initial SEC registration (Form ADV)Feb 18, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/G••••••-STATE-RETIREMENT-P•••••••-INC-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- danhagler.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 603-472-4447reportedpublic record, Form ADV, Mar 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $143Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026