RIA Intelligence

• Cetera Investment Advisers LLC BD affiliated current
  since May 4, 2026 · Houston, Tx
• Orion Portfolio Solutions, LLC BD affiliated
  Jan 15, 2026 to Apr 2, 2026 · Omaha, Ne
• LPL Financial LLC BD affiliated
  Sep 21, 2022 to May 2, 2023 · Lake Jackson, Tx
• Frost Investment Services BD affiliated
  Jan 26, 2022 to Sep 13, 2022 · San Antonio, Tx
• Frost Investment Services BD affiliated
  May 11, 2020 to Dec 31, 2021 · Houston, Tx
• Cadaret Grant & Co Inc former
  Aug 28, 2019 to Aug 29, 2019 · Houston, Tx
• Sorrento Pacific Financial, LLC former
  Aug 28, 2019 to Aug 29, 2019 · San Diego, Ca
• Cuso Financial Services, L.P. former
  Aug 28, 2019 to Aug 29, 2019 · San Diego, Ca
• Next Financial Group, Inc. former
  May 6, 2016 to May 1, 2020 · Houston, Tx
• J.P. Morgan Securities LLC wirehouse
  Oct 1, 2012 to May 13, 2013 · Houston, Tx
• Chase Investment Services Corp. former
  Jan 16, 2009 to Oct 1, 2012 · Houston, Tx
• Ameriprise Financial Services, LLC national BD
  Jul 7, 2006 to Mar 31, 2008 · Sugar Land, Tx

• Orion Portfolio Solutions, LLC to Cetera Investment Advisers LLC
  left Apr 2, 2026, registered May 4, 2026 (32 days) · Affiliated broker-dealer or bank to another
• LPL Financial LLC to Orion Portfolio Solutions, LLC
  left May 2, 2023, registered Jan 15, 2026 (989 days) · Affiliated broker-dealer or bank to another
• Frost Investment Services to LPL Financial LLC
  left Sep 13, 2022, registered Sep 21, 2022 (8 days) · Affiliated broker-dealer or bank to independent RIA
• Next Financial Group, Inc. to Sorrento Pacific Financial, LLC
  left May 1, 2020, registered Aug 28, 2019 (-247 days) · channel change inside one enterprise, not a move
• Sorrento Pacific Financial, LLC to Cuso Financial Services, L.P.
  left Aug 29, 2019, registered Aug 28, 2019 (-1 days) · channel change inside one enterprise, not a move
• Cuso Financial Services, L.P. to Cadaret Grant & Co Inc
  left Aug 29, 2019, registered Aug 28, 2019 (-1 days) · channel change inside one enterprise, not a move
• Cadaret Grant & Co Inc to Cuso Financial Services, L.P.
  left Aug 29, 2019, registered Aug 28, 2019 (-1 days) · Affiliated broker-dealer or bank to another
• J.P. Morgan Securities LLC to Next Financial Group, Inc.
  left May 13, 2013, registered May 6, 2016 (1089 days) · Other
• Chase Investment Services Corp. to J.P. Morgan Securities LLC
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• Ameriprise Financial Services, LLC to Chase Investment Services Corp.
  left Mar 31, 2008, registered Jan 16, 2009 (291 days) · Other

• Edward Gabriel Cruz left Orion Portfolio Solutions, Llc for Cetera Investment Advisers Llc (registered 2026-05-04)
  Apr 2, 2026 · Advisor changed firm · fact
• Edward Gabriel Cruz left Lpl Financial Llc for Orion Portfolio Solutions, Llc (registered 2026-01-15)
  May 2, 2023 · Advisor changed firm · fact
• Edward Gabriel Cruz left Frost Investment Services for Lpl Financial Llc (registered 2022-09-21)
  Sep 13, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address