RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• C•••••••• C••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Apr 29, 2026 · Denver, Co
- D••••••••• F••• A••••••• L• asset managerSep 13, 2011 to May 6, 2021 · Austin, Tx
- W•••• F•••• A••••••• wirehouseOct 25, 2006 to Jul 11, 2007 · Charlotte, Nc
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 21, 2005 to Dec 19, 2005 · Stamford, Ct
- D••••••••• F••• A••••••• L• to M••••• G••••• A••••••• I•••left May 6, 2021, registered Apr 29, 2026 (1819 days) · Other
- W•••• F•••• A••••••• to D••••••••• F••• A••••••• L•left Jul 11, 2007, registered Sep 13, 2011 (1525 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Dec 19, 2005, registered Oct 25, 2006 (310 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address