RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• D• B•••
- V••••• I••••••••• A•••••••• L•• asset manager currentsince Nov 19, 2018 · Aurora, Il
- V••••• C•••••• A•••••••• L•• otherApr 26, 2011 to Nov 19, 2018 · Aurora, Il
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerNov 12, 2008 to May 17, 2010 · Boston, Ma
- C•••••• A••••••• L•• asset managerSep 29, 2000 to Nov 20, 2007 · Naperville, Il
- V••••• C•••••• A•••••••• L•• to V••••• I••••••••• A•••••••• L••left Nov 19, 2018, registered Nov 19, 2018 (0 days) · channel change inside one enterprise, not a move · moved with a team
- C••••••• M••••••••• I••••••••• A•••••••• L•• to V••••• C•••••• A•••••••• L••left May 17, 2010, registered Apr 26, 2011 (344 days) · Other
- C•••••• A••••••• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••left Nov 20, 2007, registered Nov 12, 2008 (358 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address