RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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K••• J••••• K•••••
- A••••••• S••••••• N•••••• independent RIA currentsince Jan 29, 2025 · Atlanta, Ga
- O•••• A••••••• S•••••••• L•• BD affiliatedNov 8, 2024 to Feb 12, 2025 · Atlanta, Ga
- A•••• P•••• A••••••• formerSep 18, 2020 to Nov 8, 2024 · Frederick, Md
- S•• A•••••••• I••• formerJan 14, 2010 to Sep 18, 2020 · Frederick, Md
- W••••••• S••••••••• A••••••• formerMay 10, 2004 to Sep 7, 2004 · Rockville, Md
- M•••••••• A••••••• S•••••••• L•• unclassifiedJan 24, 2000 to Dec 31, 2009 · Rockville, Md
- O•••• A••••••• S•••••••• L•• to A••••••• S••••••• N••••••left Feb 12, 2025, registered Jan 29, 2025 (-14 days) · Affiliated broker-dealer or bank to independent RIA
- A•••• P•••• A••••••• to O•••• A••••••• S•••••••• L••left Nov 8, 2024, registered Nov 8, 2024 (0 days) · corporate re-registration, not a move
- S•• A•••••••• I••• to A•••• P•••• A•••••••left Sep 18, 2020, registered Sep 18, 2020 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••••• A••••••• S•••••••• L•• to W••••••• S••••••••• A•••••••left Dec 31, 2009, registered May 10, 2004 (-2061 days) · Other
- W••••••• S••••••••• A••••••• to S•• A•••••••• I•••left Sep 7, 2004, registered Jan 14, 2010 (1955 days) · Other
- K••• J••••• K••••• left O•••• A••••••• S•••••••• L•• for A••••••• S••••••• N•••••• (registered 2025-01-29)Feb 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address