DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gerald Trent Mattingly
Feed of 09/15/2026
At current firm
0 y
since May 13, 2026
In the industry
32 y
since Jul 13, 1994 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Fifth Third Securities, Inc. BD affiliated currentsince May 13, 2026 · Rosemont, Il
- Frost Investment Services BD affiliatedMay 25, 2023 to May 6, 2026 · The Woodlands, Tx
- Pnc Wealth Management BD affiliatedAug 23, 2021 to Jun 2, 2023 · Houston, Tx
- Pnc Managed Account Solutions, Inc. formerJan 21, 2011 to Aug 23, 2021 · Houston, Tx
- Chase Investment Services Corp. formerJul 26, 2006 to Aug 23, 2007 · Houston, Tx
- Bbva Compass Investment Solutions, Inc unclassifiedSep 27, 2004 to Jun 16, 2006 · Houston, Tx
- Pnc Wealth Management BD affiliatedJan 1, 2004 to Aug 27, 2004 · Louisville, Ky
- J.J.B. Hilliard, W.L. Lyons, LLC formerAug 4, 2003 to Jan 1, 2004 · Lagrange, Ky
Moves
a registration end followed by a registration begin elsewhere
- Frost Investment Services to Fifth Third Securities, Inc.left May 6, 2026, registered May 13, 2026 (7 days) · Affiliated broker-dealer or bank to another
- Pnc Wealth Management to Frost Investment Servicesleft Jun 2, 2023, registered May 25, 2023 (-8 days) · Affiliated broker-dealer or bank to another
- Pnc Managed Account Solutions, Inc. to Pnc Wealth Managementleft Aug 23, 2021, registered Aug 23, 2021 (0 days) · corporate re-registration, not a move
- Chase Investment Services Corp. to Pnc Managed Account Solutions, Inc.left Aug 23, 2007, registered Jan 21, 2011 (1247 days) · Other
- Bbva Compass Investment Solutions, Inc to Chase Investment Services Corp.left Jun 16, 2006, registered Jul 26, 2006 (40 days) · Other
- Pnc Wealth Management to Bbva Compass Investment Solutions, Incleft Aug 27, 2004, registered Sep 27, 2004 (31 days) · Other
- J.J.B. Hilliard, W.L. Lyons, LLC to Pnc Wealth Managementleft Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Signals
- Gerald Trent Mattingly left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-05-13)May 6, 2026 · Advisor changed firm · fact
- Gerald Trent Mattingly left Pnc Wealth Management for Frost Investment Services (registered 2023-05-25)Jun 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address